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James Aaron Morrow

Lji Wealth Management, LLC

Indianapolis, IN

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Current Employers
Lji Wealth Management, Llc

6569 Carrollton Avenue, Indianapolis, IN 46220 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-12-11
IN RA APPROVED 2010-03-03
  • TX RA
    APPROVED_RES
    Since 2019-12-11
  • IN RA
    APPROVED
    Since 2010-03-03

Branch Locations

6569 Carrollton Avenue, Indianapolis, IN 46220 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Finra Chicago IL 12/2007 Present
Lji Wealth Management, Llc Indianapolis IN 10/2009 Present
Previous Registrations
Other Businesses

(1)12/2007 FINRA (NASD) ARBITRATOR - 5 HRS PER MTH, 5 HRS PER MTH DURING BSNS HRS (2)01/2007 OWNER OF RENTAL PROPERTIES IN INDIANAPOLIS (2) INSURANCE LICENSED LIFE AND HEALTH

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-10-12
  • S66 Uniform Combined State Law Examination
    2000-10-12
Other Names
  • James A Morrow
  • James Aaron Morrow
  • Aaron Aaron Morrow
  • J Aaron Morrow

View on SEC IAPD

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