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Current Employers
Thurston Springer Advisors

9000 Keystone Crossing Seventh Floor, Indianapolis, IN 46240 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2025-01-01
  • OK RA
    APPROVED
    Since 2025-01-01

Branch Locations

3401 Nw 63Rd Street Suite 600, Oklahoma City, OK 73116 • United States

9000 Keystone Crossing Seventh Floor, Indianapolis, IN 46240 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
T.S. Phillips Investments, Inc. Oklahoma City OK 03/2005 06/2024
Phillips Capital Advisors, Inc. Fka Phillips Securities, Inc. Oklahoma City OK 03/2005 06/2024
Thurston Springer Financial Indianapolis IN 06/2024 Present
  • 03/2005 → 06/2024
    T.S. Phillips Investments, Inc.
    Oklahoma City, OK
  • 03/2005 → 06/2024
    Phillips Capital Advisors, Inc. Fka Phillips Securities, Inc.
    Oklahoma City, OK
  • 06/2024 → Present
    Thurston Springer Financial
    Indianapolis, IN
Previous Registrations
  • 2005-03-22 → 2024-06-28
    Phillips Capital Advisors, Inc.
    Oklahoma City, OK
    Oklahoma City, OK
  • 1999-10-21 → 2005-04-06
    Oklahoma City, OK
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-09-10
S63 Uniform Securities Agent State Law Examination 1998-10-14
  • S65 Uniform Investment Adviser Law Examination
    1999-09-10
  • S63 Uniform Securities Agent State Law Examination
    1998-10-14
Other Names
  • Wanda J Lewis
  • Wanda J Bennett
  • Wanda J Merry
  • Wanda J Lewis
  • Wanda J Bennett
  • Wanda Jo Merry

View on SEC IAPD

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