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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-02-06 |
| CA | RA | APPROVED | 2016-11-21 |
Branch Locations
17505 N 79Th Ave Ste 402, Glendale, AZ 85308 • United States
Glendale, AZ • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wedbush Morgan Securities | Glendale | AZ | 07/2009 | 11/2016 |
| Ameriprise Financial Services, Inc. | Glendale | AZ | 11/2016 | 03/2020 |
| Ameriprise Financial Services, Llc | Glendale | AZ | 03/2020 | Present |
Business Ownership; Taurus Partners; Pay rent, payroll taxes, etc for independent contractor; Manage Ameriprise Business; 5536 W Monona Drive, , Glendale, AZ, 85308; Investment-Related; 12/20/2016; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-06-03 |
| S63 | Uniform Securities Agent State Law Examination | 1997-05-22 |
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