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David William Frank

Xypn Sapphire

Bozeman, MT

Los Angeles, CA

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Current Employers
Xypn Sapphire

24 E. Main Street, Bozeman, MT 59715 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2025-07-30
CA RA APPROVED 2025-01-13
TX RA APPROVED 2025-01-12
  • LA RA
    APPROVED
    Since 2025-07-30
  • CA RA
    APPROVED
    Since 2025-01-13
  • TX RA
    APPROVED
    Since 2025-01-12

Branch Locations

24 E. Main Street, Bozeman, MT 59715 • United States

Los Angeles, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Turning Point Planning Llc Los Angeles CA 03/2020 Present
N/A Los Angeles CA 02/2019 03/2020
Stamps.cOm Inc. El Segundo CA 10/2012 02/2019
Xypn Invest Bozeman MT 01/2025 Present
  • 03/2020 → Present
    Turning Point Planning Llc
    Los Angeles, CA
  • 02/2019 → 03/2020
    N/A
    Los Angeles, CA
  • 10/2012 → 02/2019
    Stamps.cOm Inc.
    El Segundo, CA
  • 01/2025 → Present
    Xypn Invest
    Bozeman, MT
Previous Registrations
  • 2020-04-08 → 2025-07-30
    Turning Point Planning Llc
    Los Angeles, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-02-05
S63 Uniform Securities Agent State Law Examination 2000-11-03
  • S65 Uniform Investment Adviser Law Examination
    2020-02-05
  • S63 Uniform Securities Agent State Law Examination
    2000-11-03
Designations
Other Names
  • David W Frank

View on SEC IAPD

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Other Investors

TYSON HALE HUNTER
KEITH ALAN POCH
CLINTON AUGUSTINE LEGEYT
ANDREW STEWART MARTZLOFF
Keith A Gertsen
CARL WADE GARDINER
Lori Katherine Pilon
BRENDA MOLEN DAVIS

Other Offices

CETERA INVESTMENT ADVISERS LLC · BOZEMAN, MT
VALUE PARTNERS LLC · BOZEMAN, MT
VALIC FINANCIAL ADVISORS, INC. · BOZEMAN, MT
BITTERROOT CAPITAL ADVISORS LLC · BOZEMAN, MT
U.S. BANCORP ADVISORS, LLC · Bozeman, MT
MONTANA INVESTMENT ADVISORS INC · BOZEMAN, MT
EAGLE STRATEGIES LLC · BOZEMAN, MT
GROUP W INVESTMENT MANAGEMENT LLC · BOZEMAN, MT

More in Bozeman, MT

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