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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2018-08-16 |
| TX | RA | APPROVED | 2018-08-16 |
Branch Locations
9465 Wilshire Boulevard Suite 700, Beverly Hills, CA 90212-2351 • United States
Los Angeles, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Beverly Hills | CA | 01/2009 | 08/2018 |
| Rbc Capital Markets, Llc. | Beverly Hills | CA | 08/2018 | Present |
| City National Bank | Beverly Hills | CA | 05/2019 | Present |
(1)RENTAL PROPERTY; ADDRESS: 6200 LLANOS LANE, LAS VEGAS, NV 89108; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: INVESTMENT PROPERTY; CAPACITY: OWNER-PASSIVE; START DATE: 9/1/2012; DUTIES: OCCASIONAL BILL PAY; HOURS DEVOTED PER MONTH: 1; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-10-27 |
| S63 | Uniform Securities Agent State Law Examination | 1997-07-16 |
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