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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2024-02-29 |
| TX | RA | APPROVED | 2024-02-29 |
Branch Locations
121 Sw Morrison Suite 1800, Portland, OR 97204 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| D.A. Davidson & Co. | Lake Oswego | OR | 12/2010 | 02/2024 |
| Stifel, Nicolaus & Company, Incorporated | Portland | OR | 02/2024 | Present |
1) Rental House; 1888 Villard St, Eugene, OR 97403; Rental Property; Maintain Rental; Collect Rent; 4/01/2020; 1hr/month; not during securities trading hours; Investment-Related 2) Rental House; 37 Iron Mountain Blvd Lake Oswego OR 97034; Rental Property We Own; manage rental property; Collect Rent; 09/01/2014; 1.00hr/month; not during securities trading hours; Investment-Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-02-06 |
| S63 | Uniform Securities Agent State Law Examination | 1997-06-27 |
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