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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-02-24
TN RA APPROVED 2004-02-26
  • TX RA
    APPROVED_RES
    Since 2022-02-24
  • TN RA
    APPROVED
    Since 2004-02-26

Branch Locations

6111 Shallowford Rd Ste 101, Chattanooga, TN 37421 • United States

Hixson, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Chattanooga TN 09/2005 03/2020
Ameriprise Financial Services, Llc Chattanooga TN 03/2020 Present
Other Businesses

Board of Directors; Path2Truth Ministry; Secretary; POB 21569, , Chattanooga, TN, 37424; Not Investment-Related; 08/01/2026; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Auspice Group; Employee for pay purposes only.; Manage advisory business; 6111 Shallowford Road, Suite 101, , Chattanooga, TN, 37421; Investment-Related; 08/15/2026; 60 hours per month; 60 during trading hours. Other Business Activities; U.S. Soccer Licensed Coach; I coach youth soccer with emphasis on player development through training sessions focused on technical skills, tactical awareness, teamwork, and sportsmanship. I strive to foster a positive, inclusive and player-centered environment that promotes confidence, character, and enjoyment of the game. I promote player safety and ensure compliance with U.S. Soccer coaching standards, safety protocols, and the Laws of the Game.; 323 Camp Jordan Pkwy, , Chattanooga, TN, 37412; Not Investment-Related; 08/15/2026; 10 to 19 hours per month; 0 during trading hours / U.S. Soccer Certified Referee; I officiate youth and amateur adult soccer matches in accordance with the FIFA Laws of the Game and U.S. Soccer regulations. I strive to communicate effectively with players, coaches, and spectators while maintaining professionalism and impartiality.; 323 Camp Jordan Pkwy, , Chattanooga, TN, 37412; Not Investment-Related; 08/15/2026; 10 to 19 hours per month; 0 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2003-03-19
  • S63 Uniform Securities Agent State Law Examination
    2003-03-19
Other Names
  • Joy Alana Johnston
  • Joy Clemons

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