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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-02-24 |
| TN | RA | APPROVED | 2004-02-26 |
Branch Locations
6111 Shallowford Rd Ste 101, Chattanooga, TN 37421 • United States
Hixson, TN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Chattanooga | TN | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Chattanooga | TN | 03/2020 | Present |
Board of Directors; Path2Truth Ministry; Secretary; POB 21569, , Chattanooga, TN, 37424; Not Investment-Related; 08/01/2026; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Auspice Group; Employee for pay purposes only.; Manage advisory business; 6111 Shallowford Road, Suite 101, , Chattanooga, TN, 37421; Investment-Related; 08/15/2026; 60 hours per month; 60 during trading hours. Other Business Activities; U.S. Soccer Licensed Coach; I coach youth soccer with emphasis on player development through training sessions focused on technical skills, tactical awareness, teamwork, and sportsmanship. I strive to foster a positive, inclusive and player-centered environment that promotes confidence, character, and enjoyment of the game. I promote player safety and ensure compliance with U.S. Soccer coaching standards, safety protocols, and the Laws of the Game.; 323 Camp Jordan Pkwy, , Chattanooga, TN, 37412; Not Investment-Related; 08/15/2026; 10 to 19 hours per month; 0 during trading hours / U.S. Soccer Certified Referee; I officiate youth and amateur adult soccer matches in accordance with the FIFA Laws of the Game and U.S. Soccer regulations. I strive to communicate effectively with players, coaches, and spectators while maintaining professionalism and impartiality.; 323 Camp Jordan Pkwy, , Chattanooga, TN, 37412; Not Investment-Related; 08/15/2026; 10 to 19 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2003-03-19 |
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