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John J Konikowski

Cetera Investment Advisers LLC

Winston-Salem, NC

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-08-04
CT RA APPROVED 2025-07-29
  • NC RA
    APPROVED
    Since 2025-08-04
  • CT RA
    APPROVED
    Since 2025-07-29

Branch Locations

161 S Stratford Road, Winston-Salem, NC 27104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cuso Financial Services, Lp San Diego CA 02/2016 03/2024
Sorrento Pacific Financial, Llc San Diego CA 02/2016 03/2024
Unemployed Southington CT 03/2024 05/2024
Cetera Investment Services Llc Saint Cloud MN 05/2024 Present
Cetera Investment Advisers Llc Winston Salem NC 05/2024 Present
First National Bank Of Pa Winston-Salem NC 07/2025 Present
  • 02/2016 → 03/2024
    Cuso Financial Services, Lp
    San Diego, CA
  • 02/2016 → 03/2024
    Sorrento Pacific Financial, Llc
    San Diego, CA
  • 03/2024 → 05/2024
    Unemployed
    Southington, CT
  • 05/2024 → Present
    Cetera Investment Services Llc
    Saint Cloud, MN
  • 05/2024 → Present
    Cetera Investment Advisers Llc
    Winston Salem, NC
  • 07/2025 → Present
    First National Bank Of Pa
    Winston-Salem, NC
Previous Registrations
  • 2024-06-04 → 2025-07-08
    Cetera Investment Advisers Llc
    Southington, CT
  • 2016-02-22 → 2024-03-01
    Cuso Financial Services, L.P.
    Southington, CT
    Southington, CT
    San Diego, CA
    Groton, CT
    Groton, CT
  • 2016-02-22 → 2024-03-01
    Sorrento Pacific Financial, Llc
    Southington, CT
    San Diego, CA
    Southington, CT
  • 2010-07-09 → 2016-02-24
    Ast Investment Services, Inc.
    Shelton, CT
  • 2007-02-06 → 2010-06-02
    Osaic Fa, Inc.
    Hartford, CT
  • 2006-05-16 → 2007-02-07
    Newalliance Investments, Inc.
    Cheshire, CT
    Wallingford, CT
  • 2005-11-07 → 2006-05-15
    Osaic Fa, Inc.
    Hartford, CT
  • 2005-08-23 → 2005-11-07
    Wrp Investments, Inc.
    Windsor, CT
  • 2002-09-12 → 2005-08-15
    Osaic Fa, Inc.
    Hartford, CT
Other Businesses

EXECUTOR OF THE ESTATE OF ROSALEE M KONIKOWSKI, 5/HRS/WK

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-12-29
S63 Uniform Securities Agent State Law Examination 1997-08-25
  • S65 Uniform Investment Adviser Law Examination
    1998-12-29
  • S63 Uniform Securities Agent State Law Examination
    1997-08-25
Other Names
  • John Joseph Konikowski

View on SEC IAPD

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Other Offices

SALEM INVESTMENT COUNSELORS INC · WINSTON SALEM, NC
JT STRATFORD, LLC · WINSTON-SALEM, NC
DARDA FINANCIAL · WINSTON-SALEM, NC
FIRST CITIZENS INVESTOR SERVICES, INC. · WINSTON-SALEM, NC
CETERA INVESTMENT ADVISERS LLC · WINSTON-SALEM, NC
PRINCIPAL SECURITIES, INC. · WINSTON SALEM, NC
PARK AVENUE SECURITIES LLC · WINSTON-SALEM, NC
VIRTUE CAPITAL MANAGEMENT, LLC · WINSTON-SALEM, NC

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