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Current Employers
Citizens Securities, Inc.

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2022-09-13
  • OH RA
    APPROVED
    Since 2022-09-13

Branch Locations

6 Russell Street Ms: Ma606, Woburn, MA 01801 • United States

780 W State Street, Alliance, OH 44601 • United States

One Lincoln Center 110 W Fayette St. Ste 1230, Ms: *Nys100, Syracuse, NY 13202 • United States

Hartville, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade, Inc. Brookfield WI 02/2006 01/2021
Td Ameritrade, Inc. Canton OH 02/2018 01/2021
Td Ameritrade Investment Management, Llc Omaha NE 02/2018 01/2021
Key Investment Services Brooklyn OH 01/2021 09/2022
Citizens Securities, Inc. Alliance OH 09/2022 Present
  • 02/2006 → 01/2021
    Scottrade, Inc.
    Brookfield, WI
  • 02/2018 → 01/2021
    Td Ameritrade, Inc.
    Canton, OH
  • 02/2018 → 01/2021
    Td Ameritrade Investment Management, Llc
    Omaha, NE
  • 01/2021 → 09/2022
    Key Investment Services
    Brooklyn, OH
  • 09/2022 → Present
    Alliance, OH
Previous Registrations
  • 2021-01-06 → 2022-09-15
    Brooklyn, OH
    University Heights, OH
    Cleveland, OH
    Brecksville, OH
    Erie, PA
    Mentor, OH
    Pepper Pike, OH
    Shaker Heights, OH
    Westlake, OH
    Avon Lake, OH
    Painesville, OH
    Avon, OH
    Rocky River, OH
    Ashtabula, OH
    North Olmsted, OH
    Mentor, OH
    Cleveland, OH
    Warren, PA
    Euclid, OH
    Maple Heights, OH
    Lorain, OH
    Wickliffe, OH
    Bainbridge Township, OH
    Middleburg Heights, OH
    Erie, PA
    Eastlake, OH
    Lakewood, OH
    Middleburg Heights, OH
    Cleveland, OH
    South Euclid, OH
    Independence, OH
    Mayfield Heights, OH
    Willoughby, OH
    Hudson, OH
    Solon, OH
    Painesville, OH
    Bay Village, OH
    North East, PA
    Highland Heights, OH
    Westlake, OH
    Mentor, OH
    Solon, OH
    Cleveland, OH
    Cleveland, OH
    Chagrin Falls, OH
    Cleveland, OH
    Beachwood, OH
    Chagrin Falls, OH
    Cleveland, OH
    Cleveland, OH
    Lyndhurst, OH
    Warren, PA
    Westlake, OH
    Cleveland, OH
    Macedonia, OH
    Chagrin Falls, OH
    Westlake, OH
  • 2018-02-27 → 2021-01-11
    Td Ameritrade, Inc.
    Canton, OH
  • 2018-02-26 → 2020-12-31
    Td Ameritrade Investment Management, Llc
    Omaha, NE
    Canton, OH
  • 2017-01-31 → 2018-02-26
    Scottrade Investment Management
    Saint Louis, MO
Other Businesses

Heritage Reformed Baptist Church, position: Deacon. Responsibilities: Help organize and oversee the nursery, help serve communion, help with outreach, attend quarterly Deacon meeting. Monthly Compensation: $0 Date of Initial Involvement: 7/28/2024 Approx time devoted /month: 2 hours not during work hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-01-31
S63 Uniform Securities Agent State Law Examination 2007-02-07
  • S66 Uniform Combined State Law Examination
    2017-01-31
  • S63 Uniform Securities Agent State Law Examination
    2007-02-07

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