Alicia Ann Reed

Current Employers

Assetmark, Inc.

1655 Grant Street 10Th Floor, Concord, CA 94520-2445 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2009-06-18

AZ RA
APPROVED

Since 2009-06-18

Branch Locations

1655 Grant Street 10Th Floor, Concord, CA 94520-2445 • United States

Maricopa, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Assetmark Brokerage, Llc	Maricopa	AZ	08/2014	Present
Assetmark Financial Holdings, Inc	Maricopa	AZ	08/2014	Present

08/2014 → Present

Assetmark Brokerage, Llc

Maricopa, AZ
08/2014 → Present

Assetmark Financial Holdings, Inc

Maricopa, AZ

Previous Registrations

2007-01-03 → 2007-09-04

Wells Fargo Investments, Llc

Eugene, OR

Eugene, OR

Other Businesses

ASSETMARK FINANCIAL HOLDINGS, INC. (PARENT COMPANY) - IN CONCORD, CA - INVESTMENT RELATED - EMPLOYMENT START DATE 08/2014 - 160 HRS / MONTHLY - OPERATIONS PRODUCT MANAGER OF ASSETMARK, INC. - A REGISTERED INVESTMENT ADVISER - IN CONCORD CA - AFFILIATE OF ASSETMARK BROKERAGE, LLC. - INVESTMENT RELATED.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-01-02
S63	Uniform Securities Agent State Law Examination	2003-07-15

S66 Uniform Combined State Law Examination

2007-01-02
S63 Uniform Securities Agent State Law Examination

2003-07-15

Other Names

Alicia Ann Giron
Alicia Ann Giron

View on SEC IAPD

Current Employers

Assetmark, Inc.

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

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