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Current Employers
Citizens Securities, Inc.

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-01-04
  • PA RA
    APPROVED
    Since 2024-01-04

Branch Locations

6 Russell Street Ms: Ma606, Woburn, MA 01801 • United States

300 Barr Harbor Drive, Suite 450 Mailstop: Pabh10, Conshohocken, PA 19428 • United States

West Chester, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa-Cref Individual & Institutional Services, Llc Philadelphia PA 07/2007 07/2017
Tiaa Philadelphia PA 07/2007 07/2017
Prudential Insurance Company Of America Dresher PA 12/2017 02/2019
Prudential Annuiites Distributors, Inc. Dresher PA 08/2018 02/2019
Unemployed West Chester PA 08/2017 12/2017
Ast Investment Services, Inc. Dresher PA 08/2018 02/2019
The Vanguard Group, Inc Malvern PA 08/2019 01/2024
Unemployed West Chester PA 03/2019 08/2019
Citizens Securities, Inc. Conshohocken PA 01/2024 Present
  • 07/2007 → 07/2017
    Philadelphia, PA
  • 07/2007 → 07/2017
    Tiaa
    Philadelphia, PA
  • 12/2017 → 02/2019
    Prudential Insurance Company Of America
    Dresher, PA
  • 08/2018 → 02/2019
    Prudential Annuiites Distributors, Inc.
    Dresher, PA
  • 08/2017 → 12/2017
    Unemployed
    West Chester, PA
  • 08/2018 → 02/2019
    Dresher, PA
  • 08/2019 → 01/2024
    The Vanguard Group, Inc
    Malvern, PA
  • 03/2019 → 08/2019
    Unemployed
    West Chester, PA
  • 01/2024 → Present
    Conshohocken, PA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-11-13
S63 Uniform Securities Agent State Law Examination 1997-07-14
  • S65 Uniform Investment Adviser Law Examination
    2000-11-13
  • S63 Uniform Securities Agent State Law Examination
    1997-07-14
Other Names
  • Christopher Robert Scarlata
  • Christopher Scarlata

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