Brian M Nichols

Current Employers

Employment History

• 01/2012 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Salt Lake City, UT

Previous Registrations

• 2009-06-01 → 2012-01-12
  Morgan Stanley
  South Jordan, UT
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  South Jordan, UT
• 1997-09-04 → 2007-04-02
  Morgan Stanley Dw Inc.
  Midvale, UT
  West Valley, UT

Other Businesses

I*2212291, Entity Type: Entity For Profit, Name of OBA: Nichols Quarters LLC, Address: Preston, Idaho, 83263, Investment Related: Y, Position, Title, Association: General Partner/Managing Member, Employee State Date: 03/26/2024, No Hours: 10 Yearly, No Hours during Trading: 0 Yearly, Duties: LLC set up for the sole purpose of holding family recreational property, 3203 Glendale Road, Preston, Idaho and cash / investment account used to pay expenses for the property. Purpose was for estate planning of M & R M N to pass the property on to heirs. I am one of six children that inherited. I*3920265 Entity Type: Entity For Profit Name of OBA: Nichols Properties LC Address: Preston, Idaho, 83263 Investment Related: No Position, Title, Association: General Partner/Managing Member Employee Start Date: 03/03/2026 Number of Hours: 1, Yearly Number of Hours during trading: 0, Yearly Duties: Held personal property of my now deceased father. Managing member as part of my executor functions for the estate of M N

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-05-02
• S63 Uniform Securities Agent State Law Examination
  1997-04-25

Other Names

• Brian Murray Nichols