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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2010-08-27 |
Branch Locations
220 Gibraltar Road Suite 350, Horsham, PA 19044-2306 • United States
Elkins Pk, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Co | Horsham | PA | 01/2005 | Present |
| Mml Investors Services, Llc | Horsham | PA | 01/2005 | Present |
NAME:MARSHALL BROOKS. INV REL: Y. ADD:419 N STERLING ROAD, ELKINS OK. PA 19027. NATURE:LIFE, HEALTH. POSITION:AGENT. START DATE:01/1996. NO. HR/MO:15. NO. HR/MO DURING SEC TRADING:15.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-09-08 |
| S63 | Uniform Securities Agent State Law Examination | 1997-05-15 |
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