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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2010-08-27
  • PA RA
    APPROVED
    Since 2010-08-27

Branch Locations

220 Gibraltar Road Suite 350, Horsham, PA 19044-2306 • United States

Elkins Pk, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Co Horsham PA 01/2005 Present
Mml Investors Services, Llc Horsham PA 01/2005 Present
Previous Registrations
Other Businesses

NAME:MARSHALL BROOKS. INV REL: Y. ADD:419 N STERLING ROAD, ELKINS OK. PA 19027. NATURE:LIFE, HEALTH. POSITION:AGENT. START DATE:01/1996. NO. HR/MO:15. NO. HR/MO DURING SEC TRADING:15.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-09-08
S63 Uniform Securities Agent State Law Examination 1997-05-15
  • S66 Uniform Combined State Law Examination
    2003-09-08
  • S63 Uniform Securities Agent State Law Examination
    1997-05-15

View on SEC IAPD

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