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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-01-12 |
| WA | RA | APPROVED | 2022-09-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Spokane | WA | 02/2009 | 01/2017 |
| Cuso Financial Services Lp | San Diego | CA | 01/2017 | 07/2017 |
| Columbia Bank | Spokane | WA | 07/2017 | 01/2019 |
| Cetera Investment Services Llc | St Cloud | MN | 08/2017 | 01/2019 |
| Cetera Investment Advisers Llc | Spokane | WA | 08/2017 | 01/2019 |
| Spokane Federal Credit Union | Spokane | WA | 01/2009 | 01/2017 |
| Lpl Financial Llc | Spokane | WA | 01/2019 | 06/2021 |
| First Interstate Bank | Spokane | WA | 01/2019 | 06/2021 |
| Ten Capital Wealth Management, Llc | Spokane | WA | 07/2021 | 02/2022 |
| Lpl Financial | Spokane | WA | 09/2022 | Present |
| Unemployed | Spokane | WA | 02/2022 | 09/2022 |
1- 09/2022 / Fulcrum Financial Group / DBA for LPL Business (entity for LPL business) / Investment Related / Spokane, WA 2- 07/2021 / Meade High School Booster Club / Non-Profit Board Member / Non Investment Related / Spokane, WA 99218 3- 05/2022 / Cat Scramble Annual Golf Tournament / Non-Profit Board Member / Non Investment Related / Mead, WA 99021
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-07-17 |
| S63 | Uniform Securities Agent State Law Examination | 1997-04-04 |
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