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200 9Th Avenue North Suite 100, Safety Harbor, FL 34695 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2003-08-15 |
Branch Locations
200 9Th Avenue North Suite 100, Safety Harbor, FL 34695 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rogan & Associates, Inc. | Safety Harbor | FL | 07/2003 | Present |
| J.W. Cole Financial, Inc. | Tampa | FL | 05/2025 | Present |
(1) Rogan & Associates, RIA; Investment Related; 200 9th Avenue N, Ste 100, Safety Harbor, FL 34695; Planning; Certified Financial Planner; Start 7/3/2023; 160 hours/month, 150 hours/month during trading. (2) FINRA Arbitration; Investment Related; 2113 Centerview Ct. S, Clearwater, FL33759; Dispute Resolution; Non-Public Arbitrator; Start 7/2004; 0 hours/month.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-08-25 |
| S63 | Uniform Securities Agent State Law Examination | 1997-06-06 |
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