Best Investors
Account
Sign in
Best Investors
Account
Sign in
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2021-03-26 |
| TX | RA | APPROVED_RES | 2021-03-04 |
Branch Locations
7175 North Pima Canyon Drive, Tucson, AZ 85718 • United States
2800 Post Oak Boulevard Suite 3200, Houston, TX 77056 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Tucson | AZ | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Tucson | AZ | 11/2016 | 03/2021 |
| Morgan Stanley Smith Barney Llc | Tucson | AZ | 03/2021 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 03/2021 | Present |
1. ECOMIRR S. A. DE C.V.; INV. RELATED; HERMOSILLO SONORA, MEXICO; 49.5% OWNERSHIP; RECYCLING PLASTIC FROM AGRICULTURE; START DATE 8/2013; 1 HR PER MONTH. 2. SPR ANA AURORA FARM, NOT INV RELATED, GUAYMAS, SONORA, 6% OWNER, START: 9/3/2018, 1 HOUR PER MONTH/0 DURING TRADING, DUTIES: PARTNER 3. RENTAL PROPERTY; INV RELATED; TUCSON, AZ; 100% OWNER WITH SPOUSE; START: 10/30/16; 1 HR/MO; 0 DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-05-03 |
| S63 | Uniform Securities Agent State Law Examination | 1997-04-28 |
Reach out to this advisor