Eric William Moen

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-01-12
WI	RA	APPROVED	2014-01-21

TX RA
APPROVED_RES

Since 2023-01-12
WI RA
APPROVED

Since 2014-01-21

Branch Locations

1749 Spakenburg Road, Holmen, WI 54636 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Bank Of Galesville	Holmen	WI	10/1998	Present
Cetera Investment Services Llc	St Cloud	MN	10/1998	Present
Cetera Investment Advisers Llc	Holmen	WI	01/2014	Present

10/1998 → Present

Bank Of Galesville

Holmen, WI
10/1998 → Present

Cetera Investment Services Llc

St Cloud, MN
01/2014 → Present

Cetera Investment Advisers Llc

Holmen, WI

Other Businesses

1.)ZION LUTHERAN CHURCH, VICE PRESIDENT 3HRS/WK 2.)SECOND STREET STORAGE AND RENTALS LLC, MONTHLY STORAGE RENTAL .5HR/WK

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1997-06-13

S63 Uniform Securities Agent State Law Examination

1997-06-13

Designations

View on SEC IAPD

Current Employers

Cetera Investment Advisers Llc

Disclosures

Employment History

Other Businesses

Exams

Designations

Other Firms

Other Investors

Other Offices

Reviews