Bryon James Botsford

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2014 → 11/2016
  Wells Fargo Advisors, Llc
  Palo Alto, CA
• 11/2016 → 06/2020
  Wells Fargo Clearing Services, Llc
  Palo Alto, CA
• 06/2020 → Present
  Morgan Stanley Smith Barney Llc
  San Jose, CA
• 11/2020 → Present
  Morgan Stanley Private Bank, N.A
  New York, NY

Previous Registrations

• 2014-09-25 → 2020-06-16
  Wells Fargo Clearing Services, Llc
  Minneapolis, MN
  Palo Alto, CA
  Minneapolis, MN
  Tarpon Springs, FL
• 2010-05-20 → 2014-08-26
  Citigroup Global Markets Inc.
  Palo Alto, CA
• 2009-01-21 → 2010-05-26
  Barclays Capital Inc.
  San Francisco, CA
  Menlo Park, CA
• 2008-04-10 → 2008-10-15
  Lehman Brothers Inc.
  San Francisco, CA
  Menlo Park, CA
  New York, NY

Other Businesses

*422276 - Tall Trees Foundation; Investment related No; Palo Alto, CA; Non-Profit; Board Member (proprietor, partner, officer, director, employee, trustee, agent); Feb 2021; During business hours: 0; After business hours:02; Accounting/Bookkeeping. *771- Lending; Investment related-Yes; Los Altos, California; Other; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 01/2023; During business hours: 0; After business hours: 0

Exams

• S63 Uniform Securities Agent State Law Examination
  2001-07-07
• S65 Uniform Investment Adviser Law Examination
  1998-03-31

Other Names

• Bryon James Bostsford