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191 Mason Street, Greenwich, CT 06830 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2006-03-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gabelli & Company, Inc. | Rye | NY | 03/2006 | Present |
| Gamco Asset Management Inc. | Rye | NY | 03/2006 | Present |
Evry Scnd Cnts, non investment related, 2 Hulda Lane, Ridgefield CT 06877, email newslater within the health & lifestyle space, Owner, August 1, 2023, 15-20 hours per month, zero hours during securities trading hours, distribution and sales
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-05-07 |
| S63 | Uniform Securities Agent State Law Examination | 2001-01-18 |
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