Mia Lynn Cardwell

Employer firm

Rockefeller Capital Management CRD 294197

$36.8B regulatory AUM 423 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2021 → 12/2022
  Rockefeller & Co
  Oak Brook, IL
• 01/2023 → 07/2023
  Rockefeller Financial Llc
  Marion, IN
• 07/2023 → Present
  Rockefeller Financial Llc
  Westfield, IN
• 08/2025 → Present
  Rockefeller Capital Management
  Westfield, IN
• 09/2007 → 03/2021
  Whitnell $ Co.
  Oak Brook, IL

Previous Registrations

• 2007-10-01 → 2021-03-16
  Whitnell & Co
  Oak Brook, IL
• 2005-12-16 → 2006-04-05
  Bmo Harris Financial Advisors, Inc.
  Chicago, IL
• 2002-03-21 → 2005-12-31
  Harrisdirect Llc
  Chicago, IL
• 2004-01-06 → 2004-03-09
  Sbsb Financial Advisors
  Chicago, IL

Other Businesses

Two rental properties in Florida; 3176 Windrush Bourne, #26, Sarasota, FL; 1564 Napoli Dr. West, Sarasota, FL; Owner/Landlord; start date 12/5/2017; is investment-related; 1 hour per month, none during trading hours; rental income. One rental property in Florida; 6950 W. Country Club Dr., North, Sarasota, FL 34243; started 3/20/18; is investment-related; 2 hours per month, none during trading hours; rental income.

Exams

• S63 Uniform Securities Agent State Law Examination
  2022-10-21

Designations

• Certified Financial Planner

Other Names

• Mia Cannon
• Mia Brandon
• Mia Lc Erickson
• Mia Lc Erickson
• Mia Lynne Carlson Erickson
• Mia Lynn Carlson Erickson
• Mia Lynn Carlson Cardwell