Gary Ray Rosenthal

Current Employers

Employment History

• 03/2011 → 11/2016
  Wells Fargo Advisors Llc
  Salt Lake City, UT
• 03/2011 → 03/2021
  Wells Fargo Clearing Services, Llc
  Salt Lake City, UT
• 03/2021 → Present
  Raymond James Financial Services, Inc.
  Salt Lake City, UT
• 03/2021 → Present
  Raymond James Financial Services Advisors, Inc.
  Salt Lake City, UT

Previous Registrations

• 2011-03-17 → 2021-03-22
  Wells Fargo Clearing Services, Llc
  Salt Lake City, UT
• 2006-10-10 → 2010-12-23
  Charles Schwab & Co., Inc.
  Englewood, CO
  Englewood, CO
  Englewood, CO
  Englewood, CO
• 2005-06-09 → 2005-11-29
  Morgan Stanley Dw Inc.
  Salt Lk City, UT
• 2001-10-30 → 2005-05-10
  Strategic Advisers Llc
  Salt Lake City, UT

Other Businesses

(1)Name of Business: Allegis Address: 2091 E 1300 S, Salt Lake City, UT, 84108, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 03/09/2022 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Consultation, quoting, and application processing. I may be presenting Universal Life, Fixed Index Life, and Term Life Insurance. (2)Name of Business: Solomon Financial Advisors, Inc Address: 2091 E 1300 S Ste 101, Salt Lake City, UT, 84108, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 03/02/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Provide professional financial advice and guidance businesses and individuals.

Exams

• S66 Uniform Combined State Law Examination
  2001-10-08
• S63 Uniform Securities Agent State Law Examination
  1999-12-13

Other Names

• Gary R Rosenthal