Best Investors Account Sign in
Current Employers
Kestra Private Wealth Services, Llc

5707 Southwest Parkway Bldg. 2 Ste 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2025-01-14
  • TN RA
    APPROVED
    Since 2025-01-14

Branch Locations

5707 Southwest Parkway Bldg. 2 Ste 400, Austin, TX 78735 • United States

6410 Poplar Ave Suite 320, Memphis, TN 38119 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell And Associates Memphis TN 06/2012 01/2024
Ubs Financial Services Memphis TN 01/2024 01/2025
Kestra Private Wealth Services, Llc Memphis TN 01/2025 Present
Kestra Investment Services, Llc Memphis TN 01/2025 Present
  • 06/2012 → 01/2024
    Waddell And Associates
    Memphis, TN
  • 01/2024 → 01/2025
    Ubs Financial Services
    Memphis, TN
  • 01/2025 → Present
    Memphis, TN
  • 01/2025 → Present
    Kestra Investment Services, Llc
    Memphis, TN
Previous Registrations
Other Businesses

Name: BRIGHT RIVER PRIVATE WEALTH POSITION: Registered Field Assistant NATURE: Registered Field Assistant INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/07/2025 ADDRESS: 6410 Poplar Ave, suite 140, memphis TN 38119, United States DESCRIPTION: Support FA's and provide Customer Services to clients. Name: UBER EATS DRIVER POSITION: Delivery Driver NATURE: Delivery Driver INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 06/12/2023 ADDRESS: 1455 Market Street, San Franciso CA 94103, United States DESCRIPTION: Deliver Food to customers Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 11/06/2023 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-12-16
S63 Uniform Securities Agent State Law Examination 1997-08-08
  • S66 Uniform Combined State Law Examination
    2024-12-16
  • S63 Uniform Securities Agent State Law Examination
    1997-08-08
Other Names
  • Francine Deluca
  • Francine Deluca

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Austin, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor