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5707 Southwest Parkway Bldg. 2 Ste 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2025-01-14 |
Branch Locations
5707 Southwest Parkway Bldg. 2 Ste 400, Austin, TX 78735 • United States
6410 Poplar Ave Suite 320, Memphis, TN 38119 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell And Associates | Memphis | TN | 06/2012 | 01/2024 |
| Ubs Financial Services | Memphis | TN | 01/2024 | 01/2025 |
| Kestra Private Wealth Services, Llc | Memphis | TN | 01/2025 | Present |
| Kestra Investment Services, Llc | Memphis | TN | 01/2025 | Present |
Name: BRIGHT RIVER PRIVATE WEALTH POSITION: Registered Field Assistant NATURE: Registered Field Assistant INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/07/2025 ADDRESS: 6410 Poplar Ave, suite 140, memphis TN 38119, United States DESCRIPTION: Support FA's and provide Customer Services to clients. Name: UBER EATS DRIVER POSITION: Delivery Driver NATURE: Delivery Driver INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 06/12/2023 ADDRESS: 1455 Market Street, San Franciso CA 94103, United States DESCRIPTION: Deliver Food to customers Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 11/06/2023 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-12-16 |
| S63 | Uniform Securities Agent State Law Examination | 1997-08-08 |
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