Shachee Pankaj Gandhi

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	2021-05-21

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Raymond James Financial Services (Duffy Wealth Management Llc)	Seattle	WA	08/2011	07/2017
Merrill Lynch, Pierce, Fenner &Amp; Smith Incorporated	Seattle	WA	07/2017	03/2018
Td Ameritrade	Olympia	WA	10/2018	01/2021
Unemployed	Seattle	WA	03/2018	10/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Tukwila	WA	02/2021	04/2021
Charles Schwab & Co., Inc.	Seattle	WA	05/2021	Present
Charles Schwab Bank, Ssb	Seattle	WA	05/2021	Present

08/2011 → 07/2017

Raymond James Financial Services (Duffy Wealth Management Llc)

Seattle, WA
07/2017 → 03/2018

Merrill Lynch, Pierce, Fenner &Amp; Smith Incorporated

Seattle, WA
10/2018 → 01/2021

Td Ameritrade

Olympia, WA
03/2018 → 10/2018

Unemployed

Seattle, WA
02/2021 → 04/2021

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Tukwila, WA
05/2021 → Present

Charles Schwab & Co., Inc.

Seattle, WA
05/2021 → Present

Charles Schwab Bank, Ssb

Seattle, WA

2021-02-22 → 2021-04-30

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Tukwila, WA
2018-10-25 → 2021-01-11

Td Ameritrade, Inc.

Olympia, WA
2018-10-25 → 2020-12-31

Td Ameritrade Investment Management, Llc

Olympia, WA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-07-12

Other Firms