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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2024-07-18 |
| TX | RA | APPROVED_RES | 2015-06-25 |
| IL | RA | APPROVED | 2000-09-06 |
Branch Locations
1375 E Woodfield Rd Ste 750, Schaumburg, IL 60173 • United States
Alexandria, LA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Schaumburg | IL | 05/2000 | 03/2020 |
| Ameriprise Financial Services, Llc | Schaumburg | IL | 03/2020 | Present |
Board of Directors; The Civil War Round Table of Chicago; Trustee; 5615 N Cumberland, , Chicago, IL, 60631; Not Investment-Related; 11/11/2019; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-08-10 |
| S63 | Uniform Securities Agent State Law Examination | 1997-10-04 |
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