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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-05-07 |
| IL | RA | APPROVED | 2025-03-12 |
| MO | RA | APPROVED | 2022-01-25 |
Branch Locations
700 Maryville Centre Drive, St. Louis, MO 63141 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scotttrade, Inc. | St. Louis | MO | 01/2016 | 12/2021 |
| Td Ameritrade, Inc. | St. Louis | MO | 02/2018 | 12/2021 |
| Td Ameritrade Investment Management, Llc | Omaha | NE | 02/2018 | 12/2021 |
| Charles Schwab & Co., Inc. | Saint Louis | MO | 12/2021 | Present |
| Schwab Wealth Advisory Inc | St. Louis | MO | 12/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-02-24 |
| S63 | Uniform Securities Agent State Law Examination | 1997-05-19 |
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