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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-03-02
CA RA APPROVED 2021-04-13
  • TX RA
    APPROVED
    Since 2023-03-02
  • CA RA
    APPROVED
    Since 2021-04-13

Branch Locations

1549 Mchenry Avenue Suite A, Modesto, CA 95350 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Breakpointe Community Church Overland Park KS 07/2014 07/2017
Starbucks Shawnee KS 08/2017 08/2019
Chowchilla First Assembly Of God Chowchilla CA 08/2018 08/2019
Modesto Christian School (Self Employment Contract) Modesto CA 09/2019 10/2020
Victory Assembly Of God Church Acworth GA 02/2020 03/2021
Stifel Modesto CA 02/2021 Present
  • 07/2014 → 07/2017
    Breakpointe Community Church
    Overland Park, KS
  • 08/2017 → 08/2019
    Starbucks
    Shawnee, KS
  • 08/2018 → 08/2019
    Chowchilla First Assembly Of God
    Chowchilla, CA
  • 09/2019 → 10/2020
    Modesto Christian School (Self Employment Contract)
    Modesto, CA
  • 02/2020 → 03/2021
    Victory Assembly Of God Church
    Acworth, GA
  • 02/2021 → Present
    Stifel
    Modesto, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-04-12
S63 Uniform Securities Agent State Law Examination 1997-04-18
  • S66 Uniform Combined State Law Examination
    2021-04-12
  • S63 Uniform Securities Agent State Law Examination
    1997-04-18
Other Names
  • Michael Dwayne Maddox
  • Michael Duane Maddox

View on SEC IAPD

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