Christine Laspina

Rbc Capital Markets, LLC

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Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-01-03
NJ	RA	APPROVED	2013-03-28

TX RA
APPROVED_RES

Since 2019-01-03
NJ RA
APPROVED

Since 2013-03-28

Branch Locations

328 Newman Springs Road Suite 380, Red Bank, NJ 07701-5687 • United States

Brick, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rbc Capital Markets, Llc	Wall	NJ	03/2013	Present

03/2013 → Present

Rbc Capital Markets, Llc

Wall, NJ

Previous Registrations

2010-02-24 → 2012-02-16

Morgan Stanley

Toms River, NJ

Red Bank, NJ

Toms River, NJ
2008-01-01 → 2009-08-25

Wells Fargo Clearing Services, Llc

Wall Township, NJ
2006-07-17 → 2008-01-01

A. G. Edwards & Sons, Inc.

Wall Township, NJ

St. Louis, MO
2005-02-04 → 2005-09-21

Pnc Wealth Management Llc

Howell, NJ

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2005-02-03
S63	Uniform Securities Agent State Law Examination	1999-07-24

S65 Uniform Investment Adviser Law Examination

2005-02-03
S63 Uniform Securities Agent State Law Examination

1999-07-24

Other Names

Christine Mallozzi
Christine Laspina

View on SEC IAPD

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PRINCETON CAPITAL MANAGEMENT LLC · RED BANK, NJ

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