Lorinda Bolz Spivey

Current Employers

Employment History

• 04/2001 → Present
  Financial Directions Group
  Cary, NC
• 12/2008 → 09/2022
  First Allied Securities, Inc.
  San Diego, CA
• 07/2012 → 11/2020
  First Allied Advisory Services, Inc.
  Chesterfield, MO
• 11/2020 → 11/2020
  First Allied Advisory Services
  Schaumburg, IL
• 09/2022 → Present
  Cetera Advisors Llc
  Cary, NC
• 11/2020 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2012-07-02 → 2020-11-12
  First Allied Advisory Services, Inc.
  Cary, NC
  Apex, NC
  Cary, NC
• 2008-12-01 → 2012-07-02
  First Allied Securities, Inc.
  Cary, NC
  Brownsville, TX
  Fayetteville, NC
• 2001-12-31 → 2008-12-05
  Transamerica Financial Advisors, Llc
  Cary, NC
  Clearwater, FL

Other Businesses

1.)FINANCIAL DIRECTIONS GROUP, INC; DBA, START DATE:9/24/2008. 2.) LORINDA SPIVEY-INSURANCE;INSURANCE BROKER; INSURANCE; START DATE 06/10/2011; 4 HOURS PER MONTH. 3.) Pureflow Advisory Committee; Committee Member; Consulting; Start date 10/30/2015; 20 hours per month. 4.) Financial Directions Group, Inc.; Owner; Insurance (Fixed/Life/Health/P&C); start date 08/15/2016; 20 hours per month. 5.) ASSURED PARTNERS OF NORTH CAROLINA, INC.; INSURANCE; CONTRACTOR; START DATE: 07/02/2018; 80 HOURS A MONTH. 6.) NAME OF OTHER BUSINESS: IMAF-RTP, INVESTMENT RELATED: NO, ADDRESS: 100 GREEN HAVEN BLVD, YOUNGSVILLE, NY, 27596, NATURE OF BUSINESS: SEED INVESTMENT FUND, START DATE: 04/2023, POSITION/TITLE/RELATIONSHIP: BACK-UP CO ADMINISTRATOR, APX NUMBER OF HOURS PER WEEK: 2, MAY BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: MANAGE BOOKKEEPING AND FINANCIAL REPORTING, SUBMIT YEAR-END FINANCIAL REPORTING, MANAGE PROCESS OF ACCEPTING RETURNS, AND DISTRIBUTIONS, MAINTAIN INVESTMENT CONTACT INFORMATION; 7.) NAME OF OTHER BUSINESS: NCER INVESTMENT RELATED: NO, ADDRESS: 2000 AERIAL CENTER PKWY, STE 112, MORRISVILLE, NC 27560, NATURE OF BUSINESS: NON-PROFIT, START DATE: 09/2023, POSITION/TITLE/RELATIONSHIP: COMMITTEE MEMBER, LESS THAN ON HOUR PER WEEK, MAY BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: REVIEW OF ANNUAL BUDGET;

Exams

• S63 Uniform Securities Agent State Law Examination
  1997-05-27

Designations

Other Names

• Lore Lomas
• Lori Lomas
• Lorinda B Spivey