Jon Lewis Bowles

Employer firm

Secure Investment Management, LLC CRD 141195

$42.9M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2010 → Present
  Jon L. Bowles Finances
  Woodland Hills, CA
• 08/2023 → Present
  Secure Investment Management, Llc
  Tucson, AZ

Previous Registrations

• 2021-12-16 → 2023-08-22
  Lpl Financial Llc
  Pasadena, CA
  San Diego, CA
  Pasadena, CA
• 2019-07-16 → 2021-12-21
  Securities America Advisors, Inc.
  Pasadena, CA
  Pasadena, CA
• 2013-02-04 → 2019-08-06
  Fsc Securities Corporation
  Pasadena, CA
  Atlanta, GA
• 2012-06-28 → 2013-01-30
  Osaic Services, Inc.
  Scottsdale, AZ
  Pasadena, CA
• 2009-11-30 → 2012-06-21
  Summit Financial Group Inc
  Pasedena, CA
• 2007-05-29 → 2009-12-14
  Citigroup Global Markets Inc.
  Burbank, CA
  Glendale, CA
  Los Angeles, CA
• 2003-03-14 → 2007-05-29
  Citicorp Investment Services
  Los Angeles, CA
  Los Angeles, CA
• 1999-02-22 → 2003-03-04
  Morgan Stanley Dw Inc.
  Beverly Hills, CA

Other Businesses

Sports Financial Literacy Academy; 12.5% owner and U.S. Operations Lead; privately held corporation that produces sports-themed financial education course materials for use with athletes; procure financial literacy clients to purchase annual license agreement. Website www.moneysmartathlete.com. Business is educational, non-investment related, does not involve any recommendations or investment advice. Unpaid, 5-15 hours per month during non-trading hours***** JLB Financial, Inc. President/Owner; independent life insurance agency, 10 hours/week outside of trading hours. Secure Income Management LLC; Agent; 10-20 hours/week during business hours/Compensation in the form of commissions. Valley InterCOMMUNITY Council 501 (3)(c); Board Member; Voluntary; 3 hours per quarter outside of trading hours; oversight of senior centers in the Los Angeles area.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-10-14
• S63 Uniform Securities Agent State Law Examination
  1997-05-19