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11215 N. Community House Rd. Ste. 775, Charlotte, NC 28277 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2021-02-15 |
| NC | RA | APPROVED | 2014-05-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Southport | NC | 05/2014 | Present |
| Independent Advisor Alliance | Charlotte | NC | 05/2014 | Present |
1) 5/16/2014: DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - BLACKBRIDGE FINANCIAL - TIME SPENT 20% - SOUTHPORT, NC. 2) 6/25/2014: REGISTERED INVESTMENT ADVISOR - INDEPENDENT ADVISOR ALLIANCE - (HYBRID) INDEPENDENT ADVISOR ALLIANCE - TIME SPENT 80%% - SOUTHPORT, NC.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-04-24 |
| S63 | Uniform Securities Agent State Law Examination | 1997-04-23 |
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