William Brett Mckeithan

Employer firm

Independent Advisor Alliance, LLC CRD 168267

$17.2B regulatory AUM 533 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2014 → Present
  Lpl Financial
  Southport, NC
• 05/2014 → Present
  Independent Advisor Alliance
  Charlotte, NC

Previous Registrations

• 2001-12-31 → 2014-05-19
  Ameriprise Financial Services, Llc
  Southport, NC

Other Businesses

1) 5/16/2014: DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - BLACKBRIDGE FINANCIAL - TIME SPENT 20% - SOUTHPORT, NC. 2) 6/25/2014: REGISTERED INVESTMENT ADVISOR - INDEPENDENT ADVISOR ALLIANCE - (HYBRID) INDEPENDENT ADVISOR ALLIANCE - TIME SPENT 80%% - SOUTHPORT, NC.

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-04-24
• S63 Uniform Securities Agent State Law Examination
  1997-04-23

Other Names

• William Brett Mckeithan
• Brett Mckeithan
• William Brett Mc Keithan