Howard Brian Adcock

Employer firm

Kestra Advisory Services, LLC CRD 283330

$79.8B regulatory AUM 6,392 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/1996 → Present
  The Adcock Financial Group
  Tampa, FL
• 06/1997 → Present
  Partners Securities, Inc.
  Austin, TX
• 04/2016 → Present
  Kestra Advisory Services, Llc
  Tampa, FL
• 06/1997 → Present
  Kestra Investment Services, Llc
  Tampa, FL

Other Businesses

BN: CEO Council Inv Rel: No Addr: CEO Council of Tampa Bay, P.O. Box 320787 Tampa FL 33679 NOB: Mnthly group mtngs, social gatherings & lunch mtngs w/ fellow CEOs of various industries in the Tampa Bay Area. POS: Member Strt Dte: 6/15/2021 Hrs/mth: 0% - 10% (0 - 16 hrs) Hrs/mth during trdng hrs: 0% - 10% (0 - 14 hrs) DESC: Mtng once a mo w/ a group of CEOs to discuss the challenges & successes of running a Busi. BN: St. Joseph Fndtn Finance Committee Inv Rel: Yes Addr: 2700 W. Dr. Martin Luther King Jr. Blvd., #310 Tampa FL 33607 NOB: Board Posi POS: Board Posi as a rep of the St. Joseph Children's Hospital Board Strt Dte: 10/1/2017 Hrs/mth: 0% - 10% (0 - 16 hrs) Hrs/mth dur trdng hrs: 0% - 10% (0 - 14 hrs) DESC: We get two reports ea yr as to how the funds of the fndtn are performing from the inv advisory group. Inv decisions are made by Bay Care Health Network, & not at the fndtn lvl. also meet w/ auditor once a yr to make sure proper procdre & accntng are being followed ea yr. BN: Kestra Advisory Srvcs, LLC Inv Rel: Yes Addr: 5707 Southwest Pkwy Bldng 2, Ste 400 Austin TX 78735 NOB: Inv Advisory srvcs thru Kestra Advisory Srvcs, LLC POS: Inv Advisor Rep Strt Dte: 4/4/2016 Hrs/mth: Up to 100% (0 to 160 hrs) Hrs/mth during trdng hrs: Up to 100% (0 to 160 hrs) DESC: Inv advisory srvcs BN: St. Joseph's Children's Hospital Fndtn Inv Rel: No Addr: 2700 W Dr Martin Luther King Jr Blvd Ste 310 Tampa FL 33607 NOB: Cmmnty/Charitable/Civic POS: Other,board mmbr Strt Date: 7/1/2014 Hrs/mth: 0% - 10% (0 - 16 hrs) Hrs/mth drng trdng hrs: 0% - 10% (0 - 14 hrs) DESC: Provide Feedback to hospital in the drction of cmmnty needs, help create connections in the cmmnty. BN: Adcock Financial Group Inv Rel: Yes Addr: 311 W. Fletcher Ave. Tampa FL 33612 NOB: Reg Rep Activities thru Kestra Investment Srvcs, LLC using a DBA name; Insurance; Inv Advisory srvcs thru Kestra Advisory Srvcs, LLC POS: Owner Strt Date: 9/3/1996 Hrs/mth: 91% - 100% (145 - 160 hrs) Hrs/mth during trdng hrs: 81% - 90% (113 - 126 hrs) DESC: Resp for oversight & day to day ops of our busi as well as working w/ individuals & busi clients. BN: PARTNERS FINANCIAL POS: Brd mmbr NOB: Insurance INV REL: Yes #OF HRS: 1 SEC TRDNG HRS: 1 STRT DTE: 01/01/2022 ADDR: 1250 Capital of TX Hwy S., Bldng 2, Ste 600, Austin TX 78746 DESC: provide guidance from a mmbrshp standpoint as to the products needed for our life ins clients. BN: GREATER TAMPA BAY CHAMBER POS: Chair NOB: Board posi (Brd of Directors, Brd of Trustees, etc.) INV REL: No #OF HRS: 10 SEC TRDNG HRS: 5 STRT DATE: 01/01/2024 ADDR: 201 N. Franklin St., Tampa FL 33602 DESC: direct brd mtngs, inv w/ events sponsored by the chamber. Help to promote fair Busi actvties in the Tampa Bay Area. Serve as the leader of the Executive Committee & brd Serve as a mmbr of the Finance Committee to ensure the accuracy of financial records Serve on the Nominating Committee . Ability to work cnstrctvly w/ the staff, committee mmbrs & brd mmbrs & accordance w/ policies est by the brd. Tampa Bay chamber staff liaison in mtngs w/ elected officials, gvrnmnt, staff, or cmmnty partners when disc any chamber Busi. BN: ST. JOSEPH'S BAPTIST HOSPITAL OPERATING BOARD POSITION: Board NATURE: Board position INVESTMENT RELATED: No # OF HRS: 2 SECURITIES TRADING HRS: 0 START DATE: 01/15/2026 ADDRESS: 3001 W. Dr. Martin Luther King Jr. Blvd, Tampa FL 33607, United States DESCRIPTION: Working with hospital administration as an advisory board to the operations and growth of the hospital network in Central Florida. bi-monthly meetings BN: FLORIDA AQUARIUM POSITION: Board NATURE: Board position INVESTMENT RELATED: No # OF HRS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2026 ADDRESS: 701 Channelside Dr., Tampa FL 33602, United States DESCRIPTION: an advisory board to help guide in the future growth & direction of the organization to serve the Tampa Bay community

Exams

• S63 Uniform Securities Agent State Law Examination
  2001-11-08
• S65 Uniform Investment Adviser Law Examination
  1999-06-04

Other Names

• Howard Brian Adcock