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William Aldred

Wells Fargo Clearing Services, LLC

St. Louis, MO

Charlotte, NC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2019-03-11
  • NC RA
    APPROVED
    Since 2019-03-11

Branch Locations

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103 • UNITED STATES

401 S Tryon St 7Th Fl, Charlotte, NC 28202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Woburn MA 07/2018 02/2019
Ubs Financial Services Inc Boston MA 10/2015 07/2018
Wells Fargo Clearing Services Charlotte NC 02/2019 Present
  • 07/2018 → 02/2019
    Unemployed
    Woburn, MA
  • 10/2015 → 07/2018
    Ubs Financial Services Inc
    Boston, MA
  • 02/2019 → Present
    Wells Fargo Clearing Services
    Charlotte, NC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-09-25
S63 Uniform Securities Agent State Law Examination 1999-09-17
  • S66 Uniform Combined State Law Examination
    2015-09-25
  • S63 Uniform Securities Agent State Law Examination
    1999-09-17
Other Names
  • William S Aldred
  • Bill Aldred
  • William Stanley Aldred

View on SEC IAPD

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