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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-14
  • NY RA
    APPROVED
    Since 2021-06-14

Branch Locations

300 Corporate Pkwy Suite 216N, Amherst, NY 14226 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Rochester NY 05/2010 Present
Massachusetts Mutual Life Insurance Company Springfield MA 07/2016 Present
Mml Investors Services, Llc Amherst NY 03/2017 Present
  • 05/2010 → Present
    Metlife Securities
    Rochester, NY
  • 07/2016 → Present
    Massachusetts Mutual Life Insurance Company
    Springfield, MA
  • 03/2017 → Present
    Amherst, NY
Other Businesses

(1)INDEPENDENT INSURANCE AGENT - FROM BUSINESS ADDRESS- FIXED ANNUITIES, LIFE/ACCIDENT/HEALTH, LONG-TERM CARE -1 HOUR SECURITIES - 1 HOUR NON SECURITIES -SINCE 11/2012. (2)NAME: MARK KELLOGG, LLC, INV REL:Y ADDR: 300 CORPORATE PKWY, SUITE 216N, AMHERST NY 14226 NATURE: LLC TO RUN PAYROLL, POSITION: OWNER, START: 11/01/2022, NO HR/MO: 2 NO HR/MO DUR TRADING:2,DUTIES:ADMINISTRATIVE/PAYROLL, FEDERAL AND STATE INCOME TAX FILING.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2009-06-13
  • S63 Uniform Securities Agent State Law Examination
    2009-06-13

View on SEC IAPD

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