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Kenny Brian Bauer

Rockwood Wealth Management, LLC

New Hope, PA

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Current Employers
Rockwood Wealth Management, Llc

6464 Lower York Road, New Hope, PA 18938 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2017-09-29
  • PA RA
    APPROVED
    Since 2017-09-29

Branch Locations

6464 Lower York Road, New Hope, PA 18938 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Marshall Financial Group, Inc. Doylestown PA 02/2000 Present
Rockwood Wealth Management New Hope PA 08/2017 Present
Rockwood Wealth Management New Hope PA 08/2017 Present
  • 02/2000 → Present
    The Marshall Financial Group, Inc.
    Doylestown, PA
  • 08/2017 → Present
    Rockwood Wealth Management
    New Hope, PA
  • 08/2017 → Present
    Rockwood Wealth Management
    New Hope, PA
Previous Registrations
  • 2000-02-18 → 2017-08-29
    The Marshall Financial Group, Inc
    Doylestown, PA
    Doylestown, PA
Other Businesses

US Lacrosse and Pennsylvania Interscholastic Athletic Association certified boys lacrosse official. Self-employed contractor. Captain Connor J. Bednarzyk, USA Memorial Fund; investment related: No; 3697 East Brandon Way, Doylestown, PA 18902; The organization is a PA charitable corporation whose purpose is to encourage and assist those who will serve, are serving, or have served our Country by serving in the Armed Forces of the United States and to motivate and instill leadership qualities in those same individuals in the memory of Connor J. Bednarzyk.; Corporate Secretary / Board Member; Corporate Secretary / Board Member; 2019-06-26; Hours devoted to business during trading hours: 2; Hours devoted to business outside trading hours: 6; Percentage of total yearly compensation expected to be derived from the business: 0. WASHINGTON CROSSING COUNCIL, BOY SCOUTS OF AMERICA; EXECUTIVE BOARD MEMBER; INVESTMENT RELATED: NO; ONE SCOUT WAY, DOYLESTOWN, PA 18902; THE ORGANIZATION IS A 501(C)3 ORGANIZATION THAT HAS A LOCAL COUNCIL CHARTER FOR SCOUTING USA.; NON-PROFIT BOARD OF DIRECTORS MEMBER; 2021-12-15; HOURS DEVOTED TO BUSINESS DURING TRADING HOURS: 2; HOURS DEVOTED TO BUSINESS OUTSIDE TRADING HOURS: 8;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-10-12
S63 Uniform Securities Agent State Law Examination 1997-04-15
  • S65 Uniform Investment Adviser Law Examination
    1999-10-12
  • S63 Uniform Securities Agent State Law Examination
    1997-04-15
Designations

View on SEC IAPD

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