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Susan Green Rogers

Rbc Securities, Inc

Washington, DC

Baltimore, MD

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Current Employers
Rbc Securities, Inc

555 South Flower Street 11Th Floor, Los Angeles, CA 90071 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-02-03
  • CA RA
    APPROVED
    Since 2020-02-03

Branch Locations

2001 M. Street Nw 3Rd Floor, Washington, DC 20036 • United States

Baltimore, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Washington DC 03/2013 11/2016
Wells Fargo Clearing Services, Llc Washington DC 11/2016 06/2019
City National Bank Washington DC 06/2019 Present
  • 03/2013 → 11/2016
    Wells Fargo Advisors, Llc
    Washington, DC
  • 11/2016 → 06/2019
    Wells Fargo Clearing Services, Llc
    Washington, DC
  • 06/2019 → Present
    City National Bank
    Washington, DC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-04-30
S63 Uniform Securities Agent State Law Examination 2008-10-29
  • S66 Uniform Combined State Law Examination
    2014-04-30
  • S63 Uniform Securities Agent State Law Examination
    2008-10-29
Other Names
  • Susan Green Rogers
  • Susan Green Rogers
  • Susan Rogers

View on SEC IAPD

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ORIDIAN CAPITAL MANAGEMENT, L.P. · WASHINGTON, DC
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