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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2026-05-04 |
| TX | RA | APPROVED_RES | 2026-05-04 |
Branch Locations
One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES
211 N Robinson Ave Ste N1600 One Leadership Square, Oklahoma City, OK 73102 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Inc. | Oklahoma City, | OK | 09/2006 | 10/2016 |
| Wells Fargo Bank | Oklahoma City | OK | 10/2016 | Present |
| Wells Fargo Clearing Services | Oklahoma City | OK | 02/2021 | Present |
HMAN, LLC, INVT RELATED, OK CITY, OK, 45% OWNERSHIP, START DATE 9/11/2006, 0 HRS PER MONTH, 0 HRS DURING TRADING, PASSIVE INVESTOR.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-05-04 |
| S65 | Uniform Investment Adviser Law Examination | 2002-01-21 |
| S63 | Uniform Securities Agent State Law Examination | 1997-04-21 |
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