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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2026-01-05 |
| TX | RA | APPROVED_RES | 2012-10-17 |
| FL | RA | APPROVED | 2007-07-17 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | West Palm Beach | FL | 06/2007 | Present |
| Bank Of America, Na | West Palm Beach, | FL | 12/2009 | Present |
I*53454 For profit or not for profit: For-Profit Organization Name of outside business organization: Overpower Records LLC Investment related: N Address of business: Wellington, Florida 33414 Nature of business: LLC, Position, title, association: Owner, Start date of relationship: 1/3/2011 Number of hours devoted: 10 hour(s) Monthly Number of hours devoted during trading hours: 1 Duties: The purpose of the entity was to release my personal music and register with ASCAP to help protect my music. You can not do this with out releasing on a record label. So I simply created my own for purpose of facilitating my releases.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-06-30 |
| S63 | Uniform Securities Agent State Law Examination | 1997-05-05 |
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