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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-05
WA RA APPROVED 2018-04-30
  • TX RA
    APPROVED_RES
    Since 2023-01-05
  • WA RA
    APPROVED
    Since 2018-04-30

Branch Locations

6651 Ne State Hwy 303, Bremerton, WA 98311 • United States

Bldg 2008 Sargo Cir-Bangor Nav, Silverdale, WA 98315 • United States

Ne 51St Hwy 300, Belfair, WA 98315 • United States

2041 Myhre Rd, Silverdale, WA 98383 • United States

8196 Sr Hwy 104, Kingston, WA 98346 • United States

4747 Point Fosdick Dr Nw, Gig Harbor, WA 98335 • United States

886 Barclay St-Puget Sound Nav, Bremerton, WA 98337-5517 • United States

1165 Landes Ct, Port Townsend, WA 98368 • United States

155 Washington Ave, Bremerton, WA 98337 • United States

19045 Wa-305 #200, Poulsbo, WA 98370 • United States

11916 S Meridian, Puyallup, WA 98373 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Bremerton WA 08/2001 Present
Kitsap Credit Union Bremerton WA 08/2001 Present
  • 08/2001 → Present
    Bremerton, WA
  • 08/2001 → Present
    Kitsap Credit Union
    Bremerton, WA
Other Businesses

(1) 11/15/2005: NO BUSINESS NAME - VIDEO PRODUCTION - VIDEO PRODUCTION BUSINESS-PRODUCE PUBLIC SERVICE ANNOUNCEMENTS FOR LOCAL CHARITIES AND SERVICE ORGANIZATIONS, SOME BUSINESS COMMERCIALS, AND OCCASSIONAL WEDDING VIDEOS. - 10% OF TIME SPENT (2) 11/27/2012: RICK SOPER, INC. - WRITER - I'VE WRITTEN A BOOK CALLED "THE ROCK STAR" THAT I'M GOING TO SELF PUBLISH THROUGH SMASHWORDS AND AMAZON. I'M GOING TO HAVE AN AUTHOR WEBSITE DEDICATED TO THE BOOK, AND A FACEBOOK ACCOUNT, AND AN YOUTUBE ACCOUNT, AND A TWITTER ACCOUNT. - TIME SPENT 10% (3) 02/04/2022 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name KITSAP CREDIT UNION- Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 02/01/2022 - 40 Hours Per Month/40 Hours During Securities Trading.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-04-18
  • S63 Uniform Securities Agent State Law Examination
    1997-04-18

View on SEC IAPD

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