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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2015-01-13 |
| TX | RA | APPROVED_RES | 2011-07-20 |
Branch Locations
2011 North West Myhre Road Suite 301, Silverdale, WA 98383 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc. | Silverdale | WA | 10/1991 | Present |
| Morgan Stanley Smith Barney | Silverdale | WA | 06/2009 | Present |
1. THE BON-MACY'S A RETAIL FRANCHISE. NOT INVESMENT RELATED. POSITION IS CASHIER AND START DATE WAS 12/10/04. 60 HOURS PER MONTH. NONE OF THESE HOURS ARE DURING SECURITIES TRADING HOURS, MOSTLY WORKING THERE ON THE WEEKENDS. *434150-Columbia Hospitality; Investment related- Yes; Bremerton, Washington; events server; May 2021 ; During business hours: 0; Customer Service
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-12-02 |
| S63 | Uniform Securities Agent State Law Examination | 1999-08-20 |
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