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Bryan Scott Morgan

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Birmingham, AL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-03-06
AL RA APPROVED 2004-01-02
  • TX RA
    APPROVED_RES
    Since 2009-03-06
  • AL RA
    APPROVED
    Since 2004-01-02

Branch Locations

569 Brookwood Vlg, Birmingham, AL 35209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Birmingham AL 10/1996 Present
Bank Of America, N.A. Birmingham AL 03/2022 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-09-30
S63 Uniform Securities Agent State Law Examination 1998-02-19
  • S65 Uniform Investment Adviser Law Examination
    2003-09-30
  • S63 Uniform Securities Agent State Law Examination
    1998-02-19
Other Names
  • Bryan S Morgan

View on SEC IAPD

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THRIVENT INVESTMENT MANAGEMENT INC. · BIRMINGHAM, AL
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CETERA INVESTMENT ADVISERS LLC · BIRMINGHAM, AL
CETERA INVESTMENT ADVISERS LLC · HOOVER, AL
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STATE FARM INVESTMENT MANAGEMENT CORP. · Hoover, AL
PFS INVESTMENTS INC. · HOOVER, AL

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