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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PR | RA | APPROVED | 2018-11-29 |
| CA | RA | APPROVED | 2018-11-02 |
| FL | RA | APPROVED | 2018-11-02 |
Branch Locations
1511 N. Westshore Blvd. Suite 1100, Tampa, FL 33607 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Signator Investors Inc | Tampa | FL | 08/2007 | 11/2018 |
| Osaic Wealth, Inc. | Tampa | FL | 11/2018 | Present |
1) SIGNATURE FINANCIAL SOLUTIONS POSITION: Advisor for Securities and Insurance broker for fix insurance NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 09/01/2013 ADDRESS: 1511 N. Westshore Blvd. Suite1100, Tampa FL 33607, United States DESCRIPTION: Insurance broker 2) SIGNATURE FINANCIAL SOLUTIONS POSITION: Investment Advisor Representative conducting securities, investment advisory, and insurance under this business name. NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 09/20/2008 ADDRESS: 1511 N. Westshore Blvd. Suite1100, Tampa FL 33607, United States DESCRIPTION: Sales/marketing 3) RAUL LOPEZ POSITION: EA NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: 8 START DATE: 11/01/2023 ADDRESS: 3036 Eastland Blvd., Unit E-105, Clearwater FL 33761, United States DESCRIPTION: Tax advise and tax preparation
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-11-15 |
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