Erick John Reim

Current Employers

Employment History

• 09/2001 → Present
  Alliance Bank
  St. Paul, MN
• 02/2005 → 01/2024
  Woodbury Financial
  St Paul, MN
• 01/2024 → Present
  Osaic Wealth, Inc.
  St Paul, MN

Previous Registrations

• 2014-01-28 → 2024-01-19
  Woodbury Financial Services, Inc.
  St Paul, MN
  Red Wing, MN
  St Paul, MN

Other Businesses

1) ALLIANCE FINANCIAL SERVICE INVESTMENT & RETIREMENT ADVISORS; INV RELATED; 55 E 5TH ST STE 115 ST. PAUL,MN 55101; IT IS THE DBA WHICH I USE TO PERFORM SECURITIES RELATED BUSINESS, WE OFFER THESE SERVICES TO OUR CUSTOMERS; FINANCIAL ADVISOR; 3/1/03; 4HR/MON; 4HR/MNO; ARE WE MEET WITH INVESTMENT CUSTOMERS TO DETERMINE THEIR NEEDS THESE PRODUCTS ARE ALSO DISCUSSED AND IF APPROATE WE WOULD SELL THESE PRODUCTS. 2) ALLIANCE BANK POS: SVP Finance NATURE: Corporation INVESTMENT RELATED: Yes # OF HRS: 100 SECURITIES TRADING HRS: 100 START DATE: 9/1/01 ADDY: 30 East 7th Street, STE 230, ST. PAUL MN 55101 DESCRIPT: I am an employee of Alliance Bank. I am a SVP of Finance. Part of my job duties for Alliance Bank include overseeing the Bank Bond Portfolio, setting deposit rates, sitting on various committees including ALCO and Risk Management, manage Internal Audit and Compliance, sit on the Bank's Board of Directors. I have a 24% ownership interest in the Holding Company. 3) ALLIANCE FINANCIAL SERVICE INVESTMENT AND RETIREMENT ADVISORS POS: Financial Advisor NATURE: Life Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2001 ADDY: 30 East 7th Street, Suite 230, ST. PAUL MN 55101, United States DESCRIPTION: Life insurance sales 4) VICTOR P. REIM, JR. - SUBSHARE OF THE MARIE BREMER REIM TRUST POS: Trustee NATURE: Trust INVESTMENT RELATED: Yes # OF HRS: 1 SECURITIES TRADING HRS: 0 START DATE: 1/1/97 ADDY: 30 East 7th Street, STE 230, ST. PAUL MN 55101, United States DESCRIPT: Trustee of the Trust 5) BBRW LLC POS: None NATURE: Family LLC INVESTMENT RELATED: Yes # OF HRS: 0 SECURITIES TRADING HRS: 0 START DATE: 11/7/07 ADDY: 55 East Fifth Street, St. Paul MN 55101 DESCRIPT: None 6) DOVE CREEK LLC POSITION: Member NATURE: Family LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/25/2013 ADDRESS: 55 East Fifth Street, St. Paul MN 55101 DESCRIPTION: None 7) OUR 4 LLC POSITION: Member NATURE: Family LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/06/2013 ADDRESS: 55 East Fifth Street, St. Paul MN 55101, United States DESCRIPTION: None 8) MIER COIN, LLC POSITION: None NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2022 ADDRESS: 55 East Fifth Street, ST. PAUL MN 55101, United States DESCRIPTION: None 9) THE BONNIE L. REIM REVOCABLE TRUST DTD 12/11/2018 POSITION: Co-Trustee NATURE: Upon my mother (Bonnie L Reim) passing I became the Co-Trustee of the aforementioned trust. I had been the sole advisor on my mothers personal investment accounts. The accounts moved to the revocable trust via the Will. As Co-Trustee, I am responsible with my sister Ann Reim Woessner to execute the distribution of assets per the documents. INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 06/16/2025 ADDRESS: 30 East 7th Street, Suite 230, ST. PAUL MN 55101, United States DESCRIPTION: Upon my mother (Bonnie L Reim) passing I became the Co-Trustee of the aforementioned trust. I had been the sole advisor on my mothers personal investment accounts. The accounts moved to the revocable trust via the Will. As Co-Trustee, I am responsible with my sister Ann Reim Woessner to execute the distribution of assets per the documents. 10) ALLIANCE BANK POS: President NATURE: Corp INVESTMENT RELATED: Yes # OF HRS: 100 SECURITIES TRADING HRS: 100 START DATE: 9/1/01 ADDY: 30 East 7th Street, Suite 230, ST. PAUL MN 55101 DESCRIPT: I am an employee of Alliance Bank starting in September of 2001. I was named President of Alliance Bank on January 28, 2026. My job duties for Alliance Bank include overseeing Human Resources, Finance, IT, Compliance and Internal Audit. I sit and Chair various committees including deposit pricing, ALCO and Risk Management. I also am a member of the Bank's Board of Directors. I have a 24% ownership interest in the Holding Company.

Exams

• S63 Uniform Securities Agent State Law Examination
  1999-07-26