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George Hadfield

Ameriprise Financial Services, LLC

Warwick, RI

North Kingstown, RI

Southport, CT

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-10-15
RI RA APPROVED 1999-01-01
  • CT RA
    APPROVED
    Since 2024-10-15
  • RI RA
    APPROVED
    Since 1999-01-01

Branch Locations

3657 Post Rd, Warwick, RI 02886-7238 • United States

North Kingstown, RI • United States

2507 Post Rd Fl 3, Southport, CT 06890-1259 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. E Greenwich RI 08/1998 03/2020
Ameriprise Financial Services, Llc Warwick RI 03/2020 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-09-19
S65 Uniform Investment Adviser Law Examination 1998-09-18
  • S63 Uniform Securities Agent State Law Examination
    1998-09-19
  • S65 Uniform Investment Adviser Law Examination
    1998-09-18
Other Names
  • George Hadfield

View on SEC IAPD

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Other Offices

ARLEN CAPITAL, LLC · WARWICK, RI
BENTLEY WEALTH ADVISORS, LLC · WARWICK, RI
AMERIPRISE FINANCIAL SERVICES, LLC · WARWICK, RI
CETERA INVESTMENT ADVISERS LLC · WARWICK, RI
CETERA INVESTMENT ADVISERS LLC · WARWICK, RI
INTEGRATED WEALTH CONCEPTS LLC · Warwick, RI
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