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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MT | RA | APPROVED | 2021-07-21 |
| TX | RA | APPROVED_RES | 2021-07-21 |
Branch Locations
417 Central Ave, Ste 2A, Great Falls, MT 59401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Prudential Insurance Company Of America | Great Falls | MT | 05/2014 | 08/2017 |
| Pruco Securities Llc | Great Falls | MT | 05/2014 | 08/2017 |
| Waddell & Reed, Inc | Great Falls | MT | 08/2017 | 07/2021 |
| Various Insurance Carriers For W&R Insurance Agencies | Great Falls | MT | 08/2017 | 07/2021 |
| Lpl Financial Llc | Great Falls | MT | 07/2021 | Present |
1) 07/23/2021 - DBA for LPL Business (entity for LPL business) / Northern View Wealth Management / Investment Related / Great Falls, MT 59401 2) 06/27/2024 - Associates of Clifton Park - Inv Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started: 3/27/2024 - 1 Hr/Mo; 0 Hr During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-08-18 |
| S65 | Uniform Investment Adviser Law Examination | 1998-03-03 |
| S63 | Uniform Securities Agent State Law Examination | 1997-03-01 |
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