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30 Stanford Drive 2Nd Floor, Farmington, CT 06032 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-07-16 |
| FL | RA | APPROVED | 2012-07-12 |
| CT | RA | APPROVED | 2006-05-08 |
| MA | RA | APPROVED | 2006-05-08 |
Branch Locations
30 Stanford Drive 2Nd Floor, Farmington, CT 06032 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Haviland & Sams, Llc | Farmington | CT | 03/2010 | Present |
NAME OF OBA: SAMS FAMILY INVESTMENT, LLC; ADDRESS OF OBA: UNIONVILLE, CT 06085; NATURE: FAMILY INVESTMENT VEHICLE; INVESTMENT RELATED: YES; TITLE WITH OBA: MANAGING MEMBER; DUTIES: FACILITATE VARIOUS INVESTMENTS; START DATE: 11/2011; APPROX. NUMBER OF HOURS/MONTH: 2; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-05-05 |
| S63 | Uniform Securities Agent State Law Examination | 1997-04-03 |
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