Allan Wayne Cornman

Current Employers

Employment History

• 07/2011 → 03/2020
  Ameriprise Financial Services, Inc.
  Reading, PA
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Reading, PA

Previous Registrations

• 2007-08-03 → 2011-07-25
  Tower Square Securities, Inc.
  Orwigsburg, PA
  Shoemakersville, PA

Other Businesses

Business Ownership; Legacy Financial, Inc.; Owner; Legacy Fiancial, Inc. is the company name that I did business under when I was with Tower Square Securities, Inc. My attorney advised me to keep it as an S corp. I am using this S corp for payroll only.; 950 E Main Street, , Schuylkill Haven, PA, 17972; Not Investment-Related; 07/01/2006; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Rotary Club of Fleetwood, PA; Board member; 684 Eagle Road, , Fleetwood, PA, 19522; Not Investment-Related; 07/01/2023; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Legacy Financial Inc; President - There are no day to day activities in this company. I use it to funnel payroll and expenses through.; ; 950 E Main Street, , Schuylkill Haven, PA, 17972; Not Investment-Related; 01/07/2006; 1 to 9 hours per month; 0 during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-11-15
• S63 Uniform Securities Agent State Law Examination
  1997-03-13

Designations