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Current Employers
Vanderbilt Advisory Services

125 Froehlich Farm Blvd., Woodbury, NY 11797 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-02-09
IN RA APPROVED 2025-10-07
  • TX RA
    APPROVED_RES
    Since 2026-02-09
  • IN RA
    APPROVED
    Since 2025-10-07

Branch Locations

125 Froehlich Farm Blvd., Woodbury, NY 11797 • United States

Crestwood, KY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Holland MI 09/2015 11/2020
Lpl Financial, Llc Holland MI 11/2020 10/2025
Vanderbilt Securities, Llc Woodbury NY 10/2025 Present
Vanderbilt Advisory Services Woodbury NY 10/2025 Present
  • 09/2015 → 11/2020
    Ameriprise Financial Services, Inc.
    Holland, MI
  • 11/2020 → 10/2025
    Holland, MI
  • 10/2025 → Present
    Vanderbilt Securities, Llc
    Woodbury, NY
  • 10/2025 → Present
    Woodbury, NY
Previous Registrations
Other Businesses

1. 05/01/2010 - SOLUTIONS FINANCIAL/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 0%/ HOLLAND, MI 2. 01/01/2016 - WEERSTRA AND ASSOCIATES LLC/ BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY/ INVESTMENT RELATED/ 0%/ HOLLAND, MI

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-06-28
S63 Uniform Securities Agent State Law Examination 1997-06-26
  • S65 Uniform Investment Adviser Law Examination
    2016-06-28
  • S63 Uniform Securities Agent State Law Examination
    1997-06-26
Other Names
  • Dean Richard Weerstra
  • Dean Richard Weerstra

View on SEC IAPD

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