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Current Employers
Thornburg Investment Management Inc

2300 North Ridgetop Road, Santa Fe, NM 87506 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2025-11-17
  • NM RA
    APPROVED
    Since 2025-11-17

Branch Locations

2300 North Ridgetop Road, Santa Fe, NM 87506 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thornburg Investment Management Santa Fe NM 04/2008 Present
Thornburg Securities Llc Santa Fe NM 10/2012 Present
  • 04/2008 → Present
    Thornburg Investment Management
    Santa Fe, NM
  • 10/2012 → Present
    Thornburg Securities Llc
    Santa Fe, NM
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-11-15
S63 Uniform Securities Agent State Law Examination 1997-05-09
  • S65 Uniform Investment Adviser Law Examination
    2025-11-15
  • S63 Uniform Securities Agent State Law Examination
    1997-05-09

View on SEC IAPD

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