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Fredric Jamie Susser

Charles Schwab & Co., Inc.

Scottsdale, AZ

CRD 2858512

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2023-05-25
CA RA APPROVED 2022-01-26
  • AZ RA
    APPROVED
    Since 2023-05-25
  • CA RA
    APPROVED
    Since 2022-01-26

Branch Locations

20301 North Hayden Road Suite E115, Scottsdale, AZ 85255-5454 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Scottsdale AZ 07/2010 12/2022
Charles Schwab And Co., Inc. Scottsdale AZ 12/2022 Present
Charles Schwab Bank Scottsdale AZ 07/2022 Present
  • 07/2010 → 12/2022
    Td Ameritrade
    Scottsdale, AZ
  • 12/2022 → Present
    Charles Schwab And Co., Inc.
    Scottsdale, AZ
  • 07/2022 → Present
    Charles Schwab Bank
    Scottsdale, AZ
Previous Registrations
  • 2010-08-09 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Scottsdale, AZ
    Scottsdale, AZ
  • 2010-08-09 → 2022-10-14
    Td Ameritrade, Inc.
    Scottsdale, AZ
  • 2008-12-15 → 2010-03-01
    Usaa Financial Planning Services
    Phoenix, AZ
  • 2007-03-27 → 2008-12-31
    Usaa Investment Services Company
    Phoenix, AZ
    Phoenix, AZ
    Phoenix, AZ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-03-06
S63 Uniform Securities Agent State Law Examination 1997-06-25
  • S65 Uniform Investment Adviser Law Examination
    2007-03-06
  • S63 Uniform Securities Agent State Law Examination
    1997-06-25
Designations
  • Certified Financial Planner
Other Names
  • Freddy Susser

View on SEC IAPD

Nearby Firms

BRIDGELIGHT CAPITAL LLC
MERCER GLOBAL ADVISORS INC.
LPL FINANCIAL LLC

Nearby Investors

GARY TODD STRINGER
SHAUN ELIZABETH BRACKEN
KENNETH ROY BLACKBURN

Nearby Offices

BRIDGELIGHT CAPITAL LLC · SCOTTSDALE, AZ
MERCER GLOBAL ADVISORS INC. · Scottsdale, AZ
LPL FINANCIAL LLC · SCOTTSDALE, AZ

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