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Fredric Jamie Susser

Charles Schwab & Co., Inc.

Scottsdale, AZ

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2023-05-25
CA RA APPROVED 2022-01-26
  • AZ RA
    APPROVED
    Since 2023-05-25
  • CA RA
    APPROVED
    Since 2022-01-26

Branch Locations

20301 North Hayden Road Suite E115, Scottsdale, AZ 85255-5454 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Scottsdale AZ 07/2010 12/2022
Charles Schwab And Co., Inc. Scottsdale AZ 12/2022 Present
Charles Schwab Bank Scottsdale AZ 07/2022 Present
  • 07/2010 → 12/2022
    Td Ameritrade
    Scottsdale, AZ
  • 12/2022 → Present
    Charles Schwab And Co., Inc.
    Scottsdale, AZ
  • 07/2022 → Present
    Charles Schwab Bank
    Scottsdale, AZ
Previous Registrations
  • 2010-08-09 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Scottsdale, AZ
    Scottsdale, AZ
  • 2010-08-09 → 2022-10-14
    Td Ameritrade, Inc.
    Scottsdale, AZ
  • 2008-12-15 → 2010-03-01
    Usaa Financial Planning Services
    Phoenix, AZ
  • 2007-03-27 → 2008-12-31
    Usaa Investment Services Company
    Phoenix, AZ
    Phoenix, AZ
    Phoenix, AZ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-03-06
S63 Uniform Securities Agent State Law Examination 1997-06-25
  • S65 Uniform Investment Adviser Law Examination
    2007-03-06
  • S63 Uniform Securities Agent State Law Examination
    1997-06-25
Designations
Other Names
  • Freddy Susser

View on SEC IAPD

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BRIDGELIGHT CAPITAL LLC · SCOTTSDALE, AZ
MERCER GLOBAL ADVISORS INC. · Scottsdale, AZ
LPL FINANCIAL LLC · SCOTTSDALE, AZ
IRONWOOD WEALTH ADVISORS, LLC · SCOTTSDALE, AZ
PAUL MARASCALCO REGISTERED INVESTMENT ADVISOR · SCOTTSDALE, AZ
CETERA INVESTMENT ADVISERS LLC · SCOTTSDALE, AZ
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