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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2026-08-20 |
| IL | RA | APPROVED | 2026-01-30 |
| KS | RA | APPROVED | 2025-08-11 |
| AL | RA | APPROVED | 2023-11-15 |
| CO | RA | APPROVED | 2023-05-05 |
| NY | RA | APPROVED | 2021-04-16 |
| TX | RA | APPROVED_RES | 2020-06-17 |
| NC | RA | APPROVED | 2020-02-03 |
| AR | RA | APPROVED | 2020-01-08 |
| MD | RA | APPROVED | 2018-07-30 |
| VA | RA | APPROVED | 2018-07-25 |
| AZ | RA | APPROVED | 2018-06-28 |
| GA | RA | APPROVED | 2013-05-02 |
| FL | RA | APPROVED | 2008-03-10 |
Branch Locations
559 West Twincourt Trail Suite 609, Saint Augustine, FL 32095 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance | Milwaukee | WI | 09/1997 | 08/2023 |
| Guardian Life Insurance Co Of America | New York | NY | 06/1999 | 08/2023 |
| Park Avenue Securities Llc | Jacksonville | FL | 07/1999 | 08/2023 |
| Guardian Life Insurance Company | Saint Augustine | FL | 08/2023 | Present |
| Park Avenue Securities | Saint Augustine | FL | 08/2023 | Present |
1. Outside Insurance, Start: 03/6/2026, Nature: Insurance products outside of Guardian, Address: 8649 Baypine Road Suite 100 Jacksonville FL 32256, Duties: Independent Contractor selling insurance outside of Guardian, 1 total hour per month; 1 during securities trading hours, Investment related, 2) Robert Markwalter Incorporated, Start: 10/01/2014, Address: 8649 Baypine Rd, Jacksonville FL 32256, 0 hrs per month; 0 during securities trading hours, Not investment related, No annual compensation,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-03-03 |
| S63 | Uniform Securities Agent State Law Examination | 2000-10-03 |
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